Our Services

Regulatory

  • CASS, API, EMI, and AIF Authorisation

  • PSRs, MLRs, PSD, POCA, JMLSG, BSA, CFA, MSB

  • Regulatory Reporting

  • Safeguarding (CASS, API, EMI) and Management of Third Parties

  • Data Protection (GDPR) and Complaints Management

  • Treating Customers Fairly

  • Senior Management Regime

Risk Management

  • AML / CFT Risk Assessment and Reviews

  • Fraud Prevention

  • Financial Controls

  • Operational & Security Resilience 

  • Crypto and Distributed Ledger Technologies (DLTs)

  • Screening & Identification Programmes (SDNs/PEP)

  • Anti-Bribery & Corruption

  • Business Continuity Planning and Wind-Down Planning

Operational

  • Interim Compliance Resources (MLRO)

  • Client Onboarding and CDD Remediation

  • Financial Crime Detection 

  • Suspicious Activity Reports (SARs)

  • HMRC Money Service Business Audit

  • Senior Management Regime

  • Internal Audit

  • Employee Training

Authorisation

  • Pre-application Consultancy

  • FCA Application Construction

  • Application Post Submission Queries

  • Governance and Compliance Manuals

  • Compliance Monitoring Programmes Registers and Policies

  • Change of Control and Variation of Permission

Strategy

  • Banking Relationships

  • Payments Infrastructure

  • Technology Outsourcing

  • Client Services

  • Customer Due Diligence (CDD) 

  • Know Your Customer (KYC)

  • Cyber Security Audit

  • Information Security Management

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It all begins with an idea. Our experts can provide the support you need to breathe life into your ideas, providing the knowledge and experience required to make them a reality.