Services

Regulatory rigour. Operational reality.

Focused support for the decisions, systems and controls that regulated fintech and payments businesses rely on.

01 / Operations

Operational support

Interim and embedded support, including MLRO and compliance advisory capacity, SM&CR implementation and internal audit setup.

Risk-based onboarding, remediation and enhanced due diligence processes designed for efficient, controlled delivery.

Monitoring, SAR processes and HMRC MSB audit support tailored to the real risks in your business model.

Targeted training that builds accountability and practical regulatory awareness across your team.

02 / Compliance

UK and EU licence applications and guidance across payments, e-money, AML and related obligations.

Regulatory reporting, compliance monitoring and SM&CR controls aligned with your structure and operating model.

Safeguarding models and third-party oversight frameworks that meet regulator expectations and support continuity.

Complaints, Consumer Duty and conduct-risk controls designed to produce better customer outcomes.

03 / Risk

AML/CFT risk assessments, fraud prevention, screening and risk-based control design.

Financial controls, operational resilience, wind-down planning and evidence that stands up to scrutiny.

Data mapping, subject-rights processes and practical GDPR readiness across the data lifecycle.

Proportionate compliance analysis for crypto, DLT, automation and changing business models.

04 / Authorisation

Pre-application planning, full submissions and regulator engagement in the UK, EU, US and other key jurisdictions.

Governance manuals, compliance registers, monitoring programmes, Change in Control and Variation of Permission support.

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